Case Studies - Project Successes

Digital Advice and Integration

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This NYC based $3.5 Billion RIA / Asset Manager was looking to take its business to the next level. 

We helped in the following ways:

  • Defined a Digital Advice solution that was both tactical and strategic
  • Selected and implemented the solution, coordinating project work and integrations with the Clearing Firm, the Wealth Management Platform provider and the RIA.
  • Worked on the Corporate Technology Integration with a publicly held Regional Bank that acquired the NYC RIA

Strategy, Architecture and Project Implementation

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The $6 Billion Market Cap Publicly held Bank needed subject matter expertise implementing the NYC RIA’s Digital Advice solution for its own Financial Advisors

  • Worked on the Business Case and Solution Evaluation as a precursor to moving forward
  • Developed the overall Plan, end to end for the solution
  • Created Architecture blueprints for the Plan
  • Created User and Technical Documentation
  • Faced off with Senior Leaders at the Bank’s Broker Dealer, the Clearing Firm and Platform Provider, driving rapid and effective implementation and adoption

Data Analysis and Documentation

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The fast growing New York Broker Dealer / RIA needed to take stock of it’s Technology Assets as it continued on it’s independent journey

  • Developed a Logical View diagram that included all of the Firms Applications and Databases
  • Created an Application Inventory of all of the Firms Technology Assets
  • Documented their Data Aggregation integrations with nearly 20 partner providers
  • Created an Opportunities document, making both tactical and strategy improvements relating to Data Aggregation, Business Intelligence, the Technology Stack and more

Services - Partial List

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Technology Strategy

Project Work

Current State

Digital Advice

Application Inventory

M & A Due Diligence

Assessment / Recommendations

Logical View Diagram

Integration Projects

Documentation

IT Organizational Structure

Data Analysis

Contract Assessments

Solution Evaluation

Security